F I N A N C I A L
M A R K E T S
A U T H O R I T Y
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko regulates New Zealand's financial markets to ensure they function with fairness, efficiency, and transparency. Established in 2011 as an Independent Crown Entity, the FMA has a statutory mandate to promote confident and informed participation in the financial markets by businesses, investors, and consumers. Its core functions include licensing financial firms and professionals, supervising market conduct, enforcing regulations, providing policy guidance, and offering resources to support informed decision-making. Additionally, the FMA conducts environmental scanning to assess risks and opportunities for regulatory development.
AGMC Group is fully aligned with FMA regulations, governing its financial operations with a strong emphasis on compliance, risk management, and ethical conduct. In accordance with the FMA’s legal framework, AGMC adheres to stringent processes when dealing with overseas wholesale investors. This includes comprehensive vetting and due diligence to ensure all investors meet the regulatory definition of wholesale investors, as outlined by the FMA. These measures involve verifying that investors possess the requisite financial resources, experience, and understanding to engage in large-scale investments, ensuring compliance with FMA’s licensing and conduct requirements.
AGMC also incorporates best practices in governance by prioritising transparency and accountability in its dealings. This ensures that AGMC operates within the legal parameters set by the FMA, maintaining the highest standards in financial reporting, stakeholder management, and ethical investment practices. In collaboration with its legal and advisory partners, AGMC ensures ongoing compliance with both domestic and international regulatory obligations, thereby safeguarding the integrity of its operations while fostering trust and confidence in New Zealand’s financial markets.
AGMC Group Disclaimer:
AG Management Consulting Group Limited (trading as AGMC Group New Zealand Aotearoa) wishes to clarify that it does not function as a financial advisory service. The information, guidance, and content provided by AGMC Group New Zealand Aotearoa are strictly for informational purposes and should not be interpreted as financial advice. While we endeavour to ensure the accuracy and timeliness of the information presented, individuals and entities are strongly advised to seek independent professional financial advice from qualified experts before making any financial decisions or investments.
Regulatory Compliance:
AGMC investments and projects do not constitute 'public offers' under the Financial Markets Conduct Act 2013 (FMCA). These investment opportunities are exclusively accessible to overseas (Foreign Direct) Wholesale Investors who meet the criteria set forth by the FMCA, which requires satisfying specific asset or turnover thresholds. For comprehensive details, please consult the FMCA website. In adherence to the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML-CFT), AGMC conducts stringent due diligence on all investors.
Coverage:
This disclaimer applies uniformly to all employees, stakeholders, ecosystem partners, contractors, joint venture partners, AGMC subsidiaries, and AGMC partners associated with AGMC Group New Zealand Aotearoa. AGMC Group New Zealand Aotearoa, including its subsidiaries and partners, disclaims any responsibility for actions taken based on the information provided. Users are advised to perform their own due diligence and consult qualified financial professionals to obtain personalised advice tailored to their specific financial circumstances.
Disclaimer: AG Management Consulting Group Limited (trading as AGMC Group New Zealand Aotearoa) wishes to clarify that it does not function as a financial advisory service. The information, guidance, and content provided by AGMC Group New Zealand Aotearoa are strictly for informational purposes and should not be interpreted as financial advice. While we endeavour to ensure the accuracy and timeliness of the information presented, individuals and entities are strongly advised to seek independent professional financial advice from qualified experts before making any financial decisions or investments.
Regulatory Compliance: AGMC Investments and Projects do not constitute 'public offers' under the Financial Markets Conduct Act 2013 (FMCA). These investment opportunities are exclusively accessible to overseas (Foreign Direct) Wholesale Investors who meet the criteria set forth by the FMCA, which requires satisfying specific asset or turnover thresholds. For comprehensive details, please consult the FMCA website. In adherence to the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML-CFT), AGMC Investments undertakes stringent due diligence on all investors.
Coverage: This disclaimer applies uniformly to all employees, stakeholders, ecosystem partners, contractors, joint venture partners, AGMC subsidiaries, and AGMC Partners associated with AGMC Group New Zealand Aotearoa. AGMC Group New Zealand Aotearoa, including its subsidiaries and partners, disclaims any responsibility for actions taken based on the information provided. It is imperative that users perform their own due diligence and consult with qualified financial professionals to obtain personalized advice tailored to their specific financial circumstances.